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Securities commission
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#	Item
621	ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov INVESTOR ALERT: Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:50 Economy Finance Spamming Money Social engineering Stock market Identity theft Financial services Financial Industry Regulatory Authority Auction rate security Security Phishing
622	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.fanniemae.com Language: English - Date: 2016-05-04 19:20:22
623	FOR IMMEDIATE RELEASE Alabama Securities Commission Advises Investors to Beware of Hurricane-Related Scams MONTGOMERY, ALABAMA (September 2, In the wake of widespread devastation caused by Hurricane Katrina in L Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:02:14 Economy Finance Money High-yield investment program Securities fraud Investor
624	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-06-03 14:53:27 Finance Economy Money Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission
625	jofi˙1597 jofi2009v2.clsv1.2u Standard LaTeX document class) JOFI Add to Reading List Source URL: www.q-group.org Language: English - Date: 2016-03-25 20:51:37 Financial regulation Stock market Short selling Corporate crime U.S. Securities and Exchange Commission Short Christopher Cox Hedge fund Security
626	ALABAMA SECURITIES COMMISSION 770 WASHINGTON AVE, SUITE 570 MONTGOMERY, ALABAMATelephone: (orFax: (Email: Website: www.asc.state.al.us INVESTMEN Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:02:13 States and federal territories of Malaysia Economy Geography of Malaysia Malaysian Federal Roads Bandar Baru Nilai Negeri Sembilan Nilai Investor
627	ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:42 Deception Property crimes Crimes Fraud Tort law Affinity fraud Joseph Borg Social networking service
628	ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov CONS FIND PROFIT Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:41 Finance Economy Money Funds Stock market Ponzi scheme Securities fraud Investor Affinity fraud Security Citigroup Securities market
629	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F (Mark One) Add to Reading List Source URL: www.harvestenergy.ca Language: English - Date: 2016-04-29 13:14:37
630	Investors Applaud Federal Court Decision Denying Suspension of Conflict Mineral Reporting Rule Investors welcome the decision by the U.S. Court of Appeals for the D.C. Circuit to deny trade associations’ req Add to Reading List Source URL: www.ussif.org Language: English - Date: 2014-05-28 13:32:52 Economy Business Conflict resource Minerals DoddFrank Wall Street Reform and Consumer Protection Act Due diligence U.S. Securities and Exchange Commission Board of directors Investment

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